Capital.com secures FCA approval in latest development for responsible trading platform

Recognition by UK financial regulator places seal of approval on leading fintech company
By Capital.com

Capital.com has today announced that it has received approval from the UK Financial Conduct Authority (FCA) and is now regulated under the FCA’s strict code of practice and ethics for firms offering financial services. With Capital.com having now completed the FCA’s rigorous authorisation process and meeting all necessary requirements for levels of capital held by the business, UK customers can feel totally confident in their trading with Capital.com. In a further demonstration of its enthusiasm for regulatory compliance, Capital.com was the first CFD trading platform to become fully compliant with the regulations published by the European Security and Markets Authority.

Ivan Gowan, CEO at Capital.com, explains the significance of the company’s approval by the FCA: “This is a really important step for us as a business, as we continue to expand our global footprint. The FCA is the most experienced and knowledgeable financial regulator in the world, so having its stamp of approval is particularly meaningful. As an FCA-regulated trading provider, we are now subject to the Financial Ombudsman Service, so customers can always feel confident that any issue will be resolved in a fair and impartial manner.

“At Capital.com, we are committed to providing a responsible trading experience for our customers. We have rolled out a number of initiatives in recent months to support this. Our Investmate app, available for free from any mobile store, is an educational resource to help people understand trading and improve their risk management through interactive courses, quizzes, and articles. We have also integrated our platform with the leading global payment service provider WorldPay and established a new banking relationship with RBS to serve our UK customers.”

In addition, Capital.com’s unique News Feed feature - a machine learning-based platform that can detect and analyse biases in trading behaviour which lead to sub-optimal investing - can correct these biases by giving users relevant and targeted information that helps them to make informed decisions about their trading, rather than relying on human instinct.The company’s recently launched web platform is another critical element in its efforts to help its traders invest more successfully, presenting data in more detail and giving users the flexibility to view that data however they want.

Capital.com is an execution-only brokerage platform and the content provided on the Capital.com website is intended for informational purposes only and should not be regarded as an offer to sell or a solicitation of an offer to buy the products or securities to which it applies. No representation or warranty is given as to the accuracy or completeness of the information provided.

The information provided does not constitute investment advice nor take into account the individual financial circumstances or objectives of any investor. Any information that may be provided relating to past performance is not a reliable indicator of future results or performance.

To the extent permitted by law, in no event shall Capital.com (or any affiliate or employee) have any liability for any loss arising from the use of the information provided. Any person acting on the information does so entirely at their own risk.

Any information which could be construed as “investment research” has not been prepared in accordance with legal requirements designed to promote the independence of investment research and as such is considered to be a marketing communication.