GEN Restaurant Group enters deal for up to USD 25 million unregistered Class A share sales to Roth Principal Investments

By Public Technologies
  • GEN Restaurant Group set a $25 million unregistered equity facility with Roth Principal Investments for newly issued Class A common stock.
  • Sales remain optional for the company, with purchases available for up to 36 months once an SEC resale registration becomes effective.
  • Pricing ties to VWAP with discounts of 3% for regular-session buys, 5% for pre-market or post-market buys.
  • Issuance limit set at 6,776,399 shares without shareholder approval, subject to Nasdaq rules and certain pricing conditions.
  • Roth will withhold up to $500,000 as a commitment fee; GEN also agreed to pay USD 150,000 in initial offering-related fees.


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