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Kraken under investigation for alleged sanctions breaches: Report

By Monte Stewart


Updated

Photo of US Treasury building
Kraken is under investigation by the US Treasury Department for allegedly breaching US sanctions against Iran, according to a report. - Photo: Getty Images

Kraken is under a US federal investigation for alleged sanctions breaches, according to a newspaper report.

The New York Times reported Wednesday that the Treasury Department is investigating Kraken, one of the world’s largest cryptocurrency exchange operators, for allegedly violating American sanctions against Iran. Kraken allegedly allowed customers in Iran and other sanctioned countries to buy and sell digital tokens in Iran.

COIN to USD

Five sources

The Times cited five anonymous sources with knowledge of the inquiry. The sources declined to be identified for fear of suffering retribution from the company, the Times reported. The Treasury Department and Kraken have declined to comment.

The Treasury Department’s Office of Foreign Assets Control (OFAC) has been investigating Kraken since 2019 and is expected to impose a fine against the company, the sources told the Times.

Kraken would be the largest US crypto firm to face an OFAC enforcement action, according to the newspaper.

 

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Sanctions in place since 1979

The US has maintained sanctions against Iran, which ban goods and services exports to people or entities in the Middle East country since 1979.

ADA/USD

0.80 Price
-0.970% 1D Chg, %
Long position overnight fee -0.0616%
Short position overnight fee 0.0137%
Overnight fee time 22:00 (UTC)
Spread 0.00646

ETH/USD

3,348.61 Price
+8.730% 1D Chg, %
Long position overnight fee -0.0616%
Short position overnight fee 0.0137%
Overnight fee time 22:00 (UTC)
Spread 6.00

BTC/USD

97,826.10 Price
+3.840% 1D Chg, %
Long position overnight fee -0.0616%
Short position overnight fee 0.0137%
Overnight fee time 22:00 (UTC)
Spread 106.00

DOGE/USD

0.39 Price
+3.130% 1D Chg, %
Long position overnight fee -0.0616%
Short position overnight fee 0.0137%
Overnight fee time 22:00 (UTC)
Spread 0.0012872

Marco Santori, Kraken’s chief legal officer, told the Times that the company “does not comment on specific discussions with regulators.” He added added that  “Kraken closely monitors compliance with sanctions laws” and generally informs regulators about “potential issues.”

BTC to USD

Treasury issued warning

A Treasury spokeswoman told the Times that agency “does not confirm or comment on potential or ongoing investigations” and remains committed to enforcing “sanctions that protect U.S. national security.”

In October 2021, the Treasury Department warned that cryptocurrencies “potentially reduce the efficacy of American sanctions.” The department also released a 30-page compliance manual that recommends cryptocurrency companies use geolocation tools to avoid serving customers in restricted regions, the Times noted.

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Biden admin looking to regulate

“The fact that crypto can move without a bank or intermediary means that exchanges are responsible for certain types of financial regulatory compliance,” said Hailey Lennon, a lawyer at Anderson Kill who advises clients on crypto-related regulatory matters, told the Times.

The investigation of Kraken comes as President Joe Biden’s administration is examining ways to regulate cryptocurrencies. Regulators have put the crypto sector under more scrutiny following the collapses of Celsius Network, Voyager Digital and Three Arrows Capital Capital.

Earlier this month, the Justice Department filed insider trading charges against a former employee of Coinbase, the largest US-based crypto exchange, and two other people. Coinbase is also facing an SEC investigation for selling digital assets that should have been registered as securities, according to Bloomberg.

Markets in this article

COIN
Coinbase Global Inc (Extended Hours)
309.47 USD
-10.52 -3.290%
BTC/USD
Bitcoin / USD
97826.10 USD
3624.5 +3.840%
ETH/USD
Ethereum / USD
3348.61 USD
268.99 +8.730%

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The difference between trading assets and CFDs
The main difference between CFD trading and trading assets, such as commodities and stocks, is that you don’t own the underlying asset when you trade on a CFD.
You can still benefit if the market moves in your favour, or make a loss if it moves against you. However, with traditional trading you enter a contract to exchange the legal ownership of the individual shares or the commodities for money, and you own this until you sell it again.
CFDs are leveraged products, which means that you only need to deposit a percentage of the full value of the CFD trade in order to open a position. But with traditional trading, you buy the assets for the full amount. In the UK, there is no stamp duty on CFD trading, but there is when you buy stocks, for example.
CFDs attract overnight costs to hold the trades (unless you use 1-1 leverage), which makes them more suited to short-term trading opportunities. Stocks and commodities are more normally bought and held for longer. You might also pay a broker commission or fees when buying and selling assets direct and you’d need somewhere to store them safely.
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